In this video, we shall discuss the Job Description of a Compliance Officer, working in a Corporate Organization or Financial Institution.

The Regulatory Compliance Specialists are mainly responsible for ensuring that the organization complies with applicable laws and regulations. Compliance Officers support the Chief Compliance Officer of an organization, in performing regular compliance reviews, and risk assessments as per compliance plans and checklists. The Compliance Officer serves as a bridge between the Organization and law enforcement authorities or regulatory bodies.

If you are working in Regulatory Compliance domain, you should have an understanding of 'Key regulations' and 'regulatory bodies' around the world.

For more conceptual GRC Videos please check the below links:

What is Compliance Risk and Compliance Breach?
   • What is Compliance Risk and What is Compli...  

Compliance Interview Questions and Answers
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Compliance - Questions and Answers for Compliance Officer or Manager Job - Part 2
   • Compliance - Questions and Answers for Com...  

Different Laws and Regulations Explained
   • What are Different Laws and Regulations fo...  

Components of Compliance Program
   • What are Key Components of a Compliance Pr...